Case Results

Complete Victory in Trial for CFO Against the SEC
Court: U.S. District Court, District of Minnesota
The Securities and Exchange Commission charged the CFO of a software company with securities fraud in connection with the company's financial statements. Issues included revenue recognition and the role of the outside auditors. Obtained a complete victory against the SEC in a federal court trial. All the other defendants charged in the case had settled with the SEC and entered consent decrees.
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